Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, FINOP, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering compliance programs. Our mission is to provide effective, efficient, and expert regulatory guidance to our clients in order to allow them to concentrate on their business.
securities law
Discover verified businesses and services related to securities law
Found 7 businesses related to "securities law"
You may have options if you have lost money in Columbus due to investment fraud. When brokers or financial advisors fail to fulfill their obligations, Meyer Wilson assists clients in navigating the judicial system. With our team's exclusive focus on investor claims, we have the expertise to help you navigate what may seem like a perplexing and challenging period. We can help you understand your legal options if you're unsure what to do next or need someone to listen. To learn more about how Meyer Wilson can help you recover, visit our website.
We are a team of U.S. qualified lawyers dedicated to helping developers, investors, and organizations navigate the legal intricacies of cryptocurrency and blockchain technology. Our areas of expertise include helping crypto projects gain and maintain compliance with U.S. securities laws, representing investors and consumers in high-stakes litigation, resolving disputes, unlocking frozen funds, assisting exchanges of all sizes in complying with the Bank Secrecy Act and other related services.
Direct Public Offerings, Direct Listings, Going Public, Form S-1 Registration Statements, Form F-1, Regulation A, Crowdfunding, Initial Public Offerings, Foreign Private Issuers, Dual Listing, OTC Markets, NYSE, Nasdaq, Securities Law, Business Lawyers, SEC Defense
If you suffered losses and would like a free consultation with a investment fraud attorney, then please call Galvin Legal, PLLC at 1-800-405-5117. Galvin Legal, PLLC securities fraud attorneys and staff have more than 100 years of combined experience in the securities industry and in securities law. Several of firm's attorneys served as a vice president or as compliance provider of one or more major brokerage firms. Their experienced is loyal to assisting institutional and individual investors nationally to recover losses caused by the inappropriate actions of investment advisors and their firms. We offer a free consultation to those who contact us through our Website.
Our clients benefit from having access to a full range of fundamental legal disciplines within one firm. Paul Ellis Law Group LLC have extensive expertise at all levels of business structuring and formation, debt and equity offerings, securities laws compliance, equity incentive plans, mergers and acquisitions and joint venture arrangements. In the area of intellectual property protection and commercialization, our attorneys handle sophisticated licensing and strategic partnering arrangements and general advising on best practices in IP protection contracting and procedures.
Shailesh Goyal & Associates (SGA)is a firm of Company Secretaries Comprises of Young and Dynamic professionals. SGA offers wide range of professional services which includes Corporate Law Consultancy, Secretarial Services, Securities Law advisory, Legal opinion, Fema opinion, Intellectual Property registration (IPR) services and Taxation matters. SGA is known for "Company Law Consultant" which is one stop solution for corporate clients. SGA offers integrated services to its clients upto the maximum satisfaction level of them. SGA also provides advisory services on Primary and Secondary Market such as merchant banker services, listing of shares with BSE and NSE, liasioning with NSE, BSE, IPO, Right Issue, Preferential Issue, Qualified Institutional placement etc.
